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N.W. Kaye Private Investment Management
of Oceanic Wealth Management

Neal Kaye

Email Address

[email protected]

Phone Number

(504) 565-2373

Managing Principal
PIM Portfolio Manager

Experience

2025 to Present – Wells Fargo Advisors Financial Network
  1. NW KAYE PRIVATE INVESTMENT MANAGEMENT of Oceanic Wealth Management
  2. Managing Principal
  3. PIM Portfolio Manager

2015 to 2025 – Wells Fargo Advisors Financial Network
  1. NW KAYE PRIVATE INVESTMENT MANAGEMENT
  2. President
  3. PIM Portfolio Manager

2003 to 2015 - UBS Financial Services, New Orleans, LA
  1. Vice President - Investments
  2. Senior Portfolio Manager, Portfolio Management Program

1987 to 2003 - Merrill Lynch, Private Client Group, New Orleans, LA
  1. Vice President, Senior Financial Advisor
  2. Portfolio Manager, Personal Investment Advisory Service

1971 to 1987 - Neal W. Kaye Incorporated, New Orleans, LA
  1. Owner, President, Chief Executive Officer

Education
  1. MBA, Tulane University New Orleans, LA
  2. BSBA. Babson College Wellesley, MA

Military
  1. United States Navy, Meritorious Service Medal

Registrations

  1. Series 7, General Securities Representative
  2. Series 24, General Securities Principal
  3. Series 63, Uniform Securities State Agent
  4. Series 65, Investment Advisor Representative